### Standard Guide for Sampling Design

Active Standard ASTM E1402 | Developed by Subcommittee: E11.10

Book of Standards Volume: 14.05

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Significance and Use

4.1 This guide describes the principal types of sampling designs and provides formulas for estimating population means and standard errors of the estimates. Practice E105 provides principles for designing probability sampling plans in relation to the objectives of study, costs, and practical constraints. Practice E122 aids in specifying the required sample size. Practice E141 describes conditions to ensure validity of the results of sampling. Further description of the designs and formulas in this guide, and beyond it, can be found in textbooks (1-10).3

4.2 Sampling, both discrete and bulk, is a clerical and physical operation. It generally involves training enumerators and technicians to use maps, directories and stop watches so as to locate designated sampling units. Once a sampling unit is located at its address, discrete sampling and area sampling enumeration proceeds to a measurement. For bulk sampling, material is extracted into a composite.

4.3 A sampling plan consists of instructions telling how to list addresses and how to select the addresses to be measured or extracted. A frame is a listing of addresses each of which is indexed by a single integer or by an n-tuple (several integer) number. The sampled population consists of all addresses in the frame that can actually be selected and measured. It is sometimes different from a targeted population that the user would have preferred to be covered.

4.4 A selection scheme designates which indexes constitute the sample. If certified random numbers completely control the selection scheme the sample is called a probability sample. Certified random numbers are those generated either from a table (for example, Ref (11)) that has been tested for equal digit frequencies and for serial independence, from a computer program that was checked to have a long cycle length, or from a random physical method such as tossing of a coin or a casino-quality spinner.

4.5 The objective of sampling is often to estimate the mean of the population for some variable of interest by the corresponding sample mean. By adopting probability sampling, selection bias can be essentially eliminated, so the primary goal of sample design in discrete sampling becomes reducing sampling variance.

1. Scope

1.1 This guide defines terms and introduces basic methods for probability sampling of discrete populations, areas, and bulk materials. It provides an overview of common probability sampling methods employed by users of ASTM standards.

1.2 Sampling may be done for the purpose of estimation, of comparison between parts of a sampled population, or for acceptance of lots. Sampling is also used for the purpose of auditing information obtained from complete enumeration of the population.

1.3 No system of units is specified in this standard.

1.4 This standard does not purport to address all of the safety concerns, if any, associated with its use.

2. Referenced Documents (purchase separately) The documents listed below are referenced within the subject standard but are not provided as part of the standard.

ASTM Standards

D7430 Practice for Mechanical Sampling of Coal

E105 Practice for Probability Sampling of Materials

E122 Practice for Calculating Sample Size to Estimate, With Specified Precision, the Average for a Characteristic of a Lot or Process

E141 Practice for Acceptance of Evidence Based on the Results of Probability Sampling

E456 Terminology Relating to Quality and Statistics

ICS Code

ICS Number Code 01.040.19 (Testing (Vocabularies)); 19.020 (Test conditions and procedures in general)

UNSPSC Code

UNSPSC Code

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DOI: 10.1520/E1402

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Citation Format

ASTM E1402-13, Standard Guide for Sampling Design, ASTM International, West Conshohocken, PA, 2013, www.astm.org