2007 ASTM International Advantage Award Third Place ASTM Standard Breaks Barriers to Global Sustainable Development by Dru Meadows It is difficult to overestimate the importance of ASTM standard E 2432, Guide for General Principles of Sustainability Relative to Buildings, developed by Committee E06 on Performance of Buildings. This standard elegantly and succinctly translates globally significant sociopolitical concepts into a standardized framework accessible by the market. Without such a standard, discussion of sustainable development likely would remain just that – discussion. Sustainability is a critical issue internationally. With increasing agreement as to the importance of the concept, the demand for implementation becomes more tangible. Many industry sectors still struggle with this necessity. Thus, while E 2432 represents a sea-change for the “green” — or “environmental” — building industry, the potential for it to positively impact a variety of industries is even more significant. “Sustainable development” is defined in ASTM E 2114, Terminology for Sustainability Relative to the Performance of Buildings, as: “development that meets the needs of the present without compromising the ability of future generations to meet their own needs.” This is consistent with the definition most commonly cited by environmentalists and originating with the United Nations World Commission on Environment and Development (the Brundtland Commission) convened in 1983 to address growing concern “about the accelerating deterioration of the human environment and natural resources and the consequences of that deterioration for economic and social development.”1 The concept has penetrated vernacular. Merriam-Webster defines “sustainable” as:
The challenge with these definitions is translating the concept into action. Unfortunately, the emphasis is almost unilaterally upon environmental sustainability — how society uses (or not) the earth’s natural resources; how society controls (or not) pollution; how society anticipates (or not) possible risks associated with synthetic substances introduced into the environment. Such discussion gives little guidance to industry. Certainly there are some synergies. If a particular method is energy efficient, it may produce not only environmental benefits but also economic benefits. If there is a way to reduce production waste, the new process may remove not only material sent to a landfill, but also costs associated with purchasing, processing and transporting the excess material. However, initial investments required to implement such schemes may be so great as to marginalize annual savings generated. The implementation of the concept of sustainability is one of the most critical imperatives of our generation. There are numerous efforts in various industries that attempt to provide detailed requirements.2 There are repeated political statements acknowledging the need for coordinated action, and international agreements on an assortment of environmental initiatives.3 There are myriad academic studies and alerts from consumer organizations.4 However, there are few examples of standard, overarching frameworks accessible to industry. Establishing a viable framework is fundamental to progress in implementation of sustainability. It is fundamental to developing consistent criteria. It is fundamental to organizing substantive, meaningful action. It is fundamental to breaking the barriers to implementation of sustainability, barriers that have stymied much of the efforts to date. ASTM E 2432 establishes such a framework. ASTM E 2432 concisely and clearly articulates four critical components underpinning a viable framework for sustainable development. First, it identifies the three general principles associated with sustainability for any industry. Second, it distinguishes between “ideal” sustainability and “applied” sustainability. Third, it emphasizes the need for balance among the three principles. And, fourth, it confirms that continual improvement is vital in practice. Three General Principles Associated with Sustainability For example, the MBDC [McDonough Braungart Design Chemistry] Cradle to Cradle Certification is branded as an eco-label that “provides a company with a means to tangibly, credibly measure achievement in environmentally intelligent design and helps customers purchase and specify products that are pursuing a broader definition of quality.”5 However, the MBDC certification program includes a social responsibility criterion for a company to have publicly available corporate ethics and fair labor statements. Higher levels of MBDC certification require that the company implement an independent, third- party social responsibility assessment, certification, or accreditation. Despite the inclusion of social criteria, the program outreach is built around environmental issues. Canada’s Environmental Choice Program operates EcoLogo which blurs the distinction between environmental claims and sustainability claims. It asserts, “By certifying the environmental leaders in over 300 categories of products, EcoLogo helps environmental marketers win customers, and helps buyers — both consumer and corporate — find and trust the world’s most sustainable products.”6 The target criteria relate to environmental sustainability, but the conclusion makes no distinction with full sustainability. Germany’s Blue Angel program, introduced in 1977, is the oldest national environmental certification program. To date, there are approximately 3,600 products and services from approximately 580 label users globally entitled to bear the Blue Angel, which began as and still remains primarily an environmental labeling program.7 Industry initiatives also tend to focus on environmental sustainability. EcoTel, an eco-label for the hospitality industry, includes a criterion category for “Employee Education and Community Involvement,” but brands the label as “the hallmark of environmentally sensitive hotels.”8 The premier labeling program in the North American building industry is operated by the U.S. Green Building Council. As the name of the organization implies, their focus is “green” or “environmental” building. Recently, the USGBC revised its mission statement to include reference to sustainability, but its labeling program, the Leadership in Energy and Environmental Design (LEED) Green Building Rating System™, remains categorized primarily according to environmental issues: sustainable site development (embracing some social concerns such as access to community services and infrastructure along with the environmental concerns), water savings, energy efficiency, materials selection and indoor environmental quality.9 ASTM E 2432, in contrast, is clearly organized according to the three general principles of sustainability, not just environmental sustainability. Explicitly expanding the core principles to recognize all three criteria — environmental, economic and social — is significant. It injects discussion of gainful employment, health issues and quality of life into the environmental dialog. Such topics are often more immediate to the average consumer trying to make ends meet and obtain a good education for his children. Such topics are at the forefront of corporate strategies to position themselves relative to potential competition. Thus, embracing the three general principles is not only consistent with international sociopolitical consensus, but also clarifies the concept of sustainability in a manner that helps mainstream better access it. Lack of accessibility, of being able to relate the large environmental vision to the more immediate day-to-day economic and social struggles, is the most basic barrier to implementation of sustainable development. ASTM International breaks this basic barrier. “Ideal” Sustainability v. “Applied” Sustainability The most prominent challenge resulting from the focus on the ideal rests in the perspective of risk. Risk is inherent in development of any new process or material. It is the nature of scientific discovery and exploration. It is how humanity advances. When ideal sustainability is invoked, it becomes virtually impossible to experiment with new technology. The precautionary principle, a prime example of ideal sustainability, eschews adoption of any action or material that may pose a threat to human health or the environment. As an ideal goal, it is laudable. As a practical exercise, it is extremely problematic. The precautionary principle attained international prominence through the Rio Declaration, also known as Agenda 21, from the 1992 United Nations Conference on Environment and Development. The Rio Declaration stated:
In 2000, the European Commission issued a Communication on the Precautionary Principle that endorsed its application.12 Subsequently, various local initiatives and businesses embraced the precautionary principle. For example, the city of San Francisco, Calif., passed a precautionary principle purchasing ordinance in 2005 that “requires the selection of the alternative that presents the least potential threat to human health and the City’s natural systems.”13 In 2006, The Body Shop International, a UK-based cosmetics company, pledged to “manage the use of chemicals in a responsible manner by applying the precautionary principle.”14 Each of these applications is challenged by the implementation of an ideal. In a purely theoretical interpretation, the precautionary principle forbids all action if there is a reasonable concern for negative impact on human health or the environment. The ideal immobilizes progress. This is a substantive barrier to the implementation of sustainable development. ASTM E 2432 clearly distinguishes between the “ideal” concept and the “applied” reality. While maintaining recognition of an ultimate goal, the standard thus acknowledges the viability of more realistic interim objectives, helping establish manageable steps toward “ideal” sustainability. Another significant challenge associated with ideal sustainability is that it presupposes a utopia. In reality, society has certain limitations in both its administrative systems and its physical infrastructure. For example, indigenous building construction such as earthen building systems (adobe, strawbale, rammed earth) historically have not been engineered and so often face rejection from building code officials. New technologies for alternative, sustainable construction systems such as green (vegetated) roofs face similar hurdles. The effort to obtain building variances for nonconventional, sustainable designs, products or systems has spawned numerous grassroots help groups. It has also resulted in a range of new ASTM standards and work items (including standards for earthen construction and green roof systems) based upon and consistent with the framework established by E 2432.15 Most building code officials have personal discretion — and liability — for approving variances. Lacking specific knowledge and qualifications to evaluate alternative, sustainable building means or materials, they understandably are reluctant to approve the variances. ASTM International standards are especially helpful in breaking such barriers. Respected as technically competent and consensus-based, ASTM standards for sustainable development help establish a comfort level for mainstream implementation. Thus, ASTM helps break this barrier as well. Balance Among the Three Principles of Sustainability The same year that ASTM E 2432 was first published, the United Nations issued the World Summit Outcome Document, which also affirms a balance among the three principles. It refers to the “interdependent and mutually reinforcing pillars” of sustainable development as economic development, social development and environmental protection.16n.16 Continual Improvement for Sustainability
Every day, new knowledge is acquired, altering our understanding of the world. Ideal sustainability is an unattainable utopia. Society does not possess sufficient information to definitively determine what ideal sustainability is but it can identify applied sustainability. Applied sustainability is more a process of becoming than a state of being. ASTM E 2432 recognizes this and directs that:
Furthermore, the standard notes:
E 2432 allows for flexibility consistent with the limitations of current knowledge and circumstances, but also affirms that applied sustainability is not static. Decisions should be reviewed periodically and past actions may need to be revised based on new information. Market and Significance of ASTM E 2432 The market, desperately in need of a standardized framework for sustainable development, is rapidly embracing ASTM E 2432. As may be expected, the first impacts have been felt in the green building industry. These include adoption by the U.S. federal government, support for the National Institute of Building Sciences gap analysis, facilitating international harmonization, and providing a framework for development of related standards. The expansion of focus for the green building industry to include not just environmental aspects but also social and economic aspects is a dramatic shift for professionals in building design, construction and operations. As the building industry is one of the largest industries in the United States, the impacts of such transformation are tremendous. Annually, the building industry accounts for an estimated nine million jobs.18 And the building industry annually accounts for an estimated 40 percent of the world’s energy usage, 16 percent of the world’s water usage, three billion tons of raw materials (~40 percent of the global total) and 15-20 percent of the waste stream.19 Changes in an industry so large are significant. The potential for “ripple effects” across all industries, however, is even more significant. The building industry itself includes numerous multiproduct/sector firms that produce other industrial and consumer products (e.g., Dow, Weyerhaeuser, DuPont, etc). Impacts to other industries include education on sustainability for the next generation, and potential guidance for a range of sector-specific initiatives that have been struggling with the fundamental concepts of sustainability. The same basic framework developed in E 2432 for the building industry may be easily adapted to other industries, increasing harmonization. Adoption by U.S. Federal Government The Federal Green Specs utilize ASTM E 2432 to establish performance requirements for sustainable building (referencing green building rating programs under the environmental category of sustainable building per E 2432) and to organize building product performance criteria. For example, the solicitation document in the Federal Green Specs,22 which provides model language for requests for proposals on new construction and major renovation projects, has two goals:
To achieve these goals, the model federal solicitation cites the following requirements (bolded items indicate options the contracting officer may edit):
The model notes that “Green building programs may support the environmental component of ASTM E 2432.” The solicitation also includes a building product framework based on E 2432. This framework may be used to specify minimum product category requirements as well as to report and document project impacts. While each product will have environmental, economic and social impacts, only representative impacts are specified. The Federal Green Specs include more than 70 different specifications sections; examples are shown in the table opposite. The Federal Green Specs go through a substantial peer review process prior to publication. First, agency comment (approximately 200 agencies) is obtained and addressed; then related trade, professional and nonprofit organization comments are sought and addressed; then the draft is posted online for public comment and those comments are addressed. Even after “final” publication, comments are still encouraged, consistent with ASTM E 2432 guidance on continual improvement. The peer review process involves a great deal of adjustment and compromise. However, at the conclusion, the final product is stronger for the effort. It blends the environmental objectives of the nonprofits with the administrative (including community and social) requirements of federal agencies and the practical (including economic) concerns of mainstream industry. In short, the final product is a very usable document — a viable, new tool in support of sustainable building. As of July 2006, the Unified Facilities Guide Specifications — used by the Navy, Army, NASA, and other Federal agencies — have incorporated model language from the Federal Green Specs.23 This is helping the U.S. federal government, the largest builder in the world, to embrace sustainability in a flexible, cost-effective manner. The federal government asserts:
International Harmonization The response was tremendous. Accepted papers represented a range of international efforts, including presentations from Canada, China, Germany, Japan, the United Kingdom and the United States. They represented perspectives from various standards development organizations, trade and professional organizations, academia and nonprofit organizations. (Refer to Appendix A — the appendixes for this article are available for download in the sidebar at left). The symposium garnered significant attention from federal decision makers and from trade and professional organizations — approximately 90 attendees. Keynote speakers included Edwin Piñero, the director of the Office of the Federal Environmental Executive, and Earle Kennett of the National Institute of Building Sciences. This forum provided a unique opportunity for government, industry, standards developing organizations and environmental organizations to discuss sustainability standards as well as the organizations developing them. Additionally, the symposium highlighted opportunities and needs for coordination and consensus. These are critical topics given the rapid growth of demand for sustainability standards and the proliferation of associated labels and certifications. Per federal directive, the NIBS High Performance Building Council Sustainability Subcommittee is tasked with performing a “gap analysis” for sustainability standards relative to building. The timing of the ASTM symposium was quite serendipitous, helping to inform the nascent federal effort at its inception. Immediately after the symposium, the NIBS committee requested access to ASTM E 2129, Practice for Data Collection for Sustainability Assessment of Building Products, and ASTM E 2432 as these are pivotal documents. This offered an excellent outreach opportunity for ASTM International to help respond to and take a leadership role in the federal effort. ASTM granted permission for NIBS use. Green Building Industry Impact Most mandates for either green building or for sustainable building do not provide much, if any, tangible guidance as to the definition of “green” or “sustainable” — or to the associated building requirements. The various programs cited often prove expensive, inflexible, and limited to environmental sustainability only. ASTM E 2432 offers an over-arching framework that is more comprehensive, more flexible, and more cost-effective. Currently, ASTM International is balloting (through Committee E06 and Subcommittee E06.71 on Sustainability) a draft Specification for the Minimum Attributes of a Building that Promotes Sustainability (WK11944) based on the E 2432 framework. The draft addresses the lack of consistency and lack of definition for sustainable building requirements in the market. 25 Unlike existing green building rating programs that focus on environmental issues with a series of options, this standard addresses all three principles and is intended to set a firm baseline — one that could stand on its own as well as be incorporated into existing rating programs as a prerequisite. The Green Building Initiative, which offers one of the recognized, national green building rating programs, is participating in the ASTM process and has indicated it may want to utilize the new ASTM standard as a prerequisite to its program. The intent of the new standard is to delineate:
It is anticipated that the standard would be:
Academic Impact ASTM E 2432 is being used in universities at the graduate level to teach the next generation about sustainability. The Catholic University of America has incorporated instruction on various standards into its curriculum for some time. Recently, the Department of Civil Engineering introduced the use of E 2432 to address a void in the engineering program.26 The Accreditation Board for Engineering and Technology (ABET) Engineering Criteria require a capstone design project in which students use “appropriate engineering standards.” One of the ABET design constraints that students must consider is sustainability. Additionally, the first Fundamental Canon of the ASCE Code of Ethics states in part that civil engineers “shall strive to comply with the principles of sustainable development in the performance of their professional duties.”27 ASTM E 2432 has been recognized as providing a “framework for organizing student design projects to accomplish multiple objectives” associated with the ABET and ASCE requirements.26 The Oklahoma State University Environmental Institute offers a graduate level, multidisciplinary course, “Sustainability and International Standards,” which reviews the role of standards in the global economy and their potential impact on sustainable development. Fundamental to the course objectives is a detailed review of E 2432 — both in terms of content and in terms of the standards development process. As a final project, each student drafts an ASTM standard on the topic of his/her choice, utilizing and referencing E 2432 as appropriate. Standards the students have written include:
Other Industry Impacts Most standards development organizations continue to debate possible standards actions and/or attempt to address sustainability piecemeal. There are numerous sector-specific examples of initiatives toward sustainability; most gravitate toward a single attribute. Those that do attempt to embrace all three general principles of sustainability get mired in specific requirements and fail to establish an overarching framework including balance, continual improvement and — most importantly — a recognition of “ideal” versus “applied” sustainability. (Refer to Appendix B for examples of sector-specific efforts — the appendixes for this article are available for download in the sidebar at left). The International Organization for Standardization’s Technical Management Board recently issued Resolution 44/2007 deferring decisions as to possible standards work on sustainability pending more discussion. The resolution:
While other organizations struggle with the sociopolitical concepts of sustainability, ASTM has effectively translated those concepts into a viable framework for implementation in the mainstream market. ASTM E 2432 harmonizes sustainable development for the building industry and establishes a pattern that can be easily replicated in other industries. ASTM E 2432 addresses each of the fundamental barriers to sustainability:
While it doesn’t exclude focused standards (standards that address only one of the three general principles), E 2432 establishes an expectation that such focused standards will be organized in a consistent global framework according to the tripartite general principles — environmental, economic and social. It delineates the need for balance among the general principles and for continual improvement. It clearly articulates a distinction between “ideal” and “applied” sustainability allowing concurrent, related development of both theoretical understanding and practical implementation. ASTM E 2432 breaks the fundamental barriers to global sustainable development, making way for future standards development and true progress toward sustainability in the mainstream. // References
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| DRU MEADOWS is a principal with theGreenTeam, Inc., Tulsa, Okla., a strategic environmental consulting firm specializing in building industry issues and sustainable development. |
| Copyright 2007, ASTM International |